Professional sector – Useful Employment Law & HR information

RBS Mentor can help your professional business with its Employment Law compliance and HR needs.

Because disciplinary action can result in professional sanctions, extra care needs to be taken when handling disciplinary issues

If a disciplinary procedure could result in a person being barred from working again in the sector, you will need to take particular care in handling the matter. In particular, employment tribunals have held that a professional person might have the right to legal assistance and representation at disciplinary hearings which might result in his or her dismissal if that also involves making a report to the relevant professional or regulatory body. You should also take care to follow closely any contractual disciplinary procedures.

If you don’t get it right, you could find yourself on the wrong side of an unfair dismissal claim – or worse, a breach contract claim in court – and liable to pay significant compensation.

You should:

  • Always take care to follow any contractual disciplinary procedure when dealing with professional staff
  • Take expert advice if disciplinary action might result in a requirement to report the matter to a professional or regulatory body.

RBS Mentor can provide:

  • Guidance on appropriate disciplinary and grievance procedures
  • 24/7 telephone advice during disciplinary and grievance proceedings

If passing exams is part of the package, make sure things are clear in the contract of employment

In many professional jobs, it will be necessary for employees to either pass exams, keep up continuing professional development, or stay free of criminal convictions. Where you have these expectations, it’s always best to set them out clearly in the employee’s contract of employment. If you don’t, it may be difficult to prove later what was agreed, and what are reasonable grounds for terminating the employment.

You should:

  • Ensure all training, professional competence and qualification requirements are set out in the employee’s contract of employment.

RBS Mentor can provide:

  • Appropriate terms and conditions of employment and contract documentation
  • An Employee Handbook containing procedures appropriate to your business
  • 24/7 telephone advice and support.

If you use agency temps to help out, take care you don’t breach the Agency Workers regulations

All offices need extra help from time to time, and agency staff are often called upon to fill in gaps when permanent staff are away – on maternity leave for example. Since October 2011 however, new rules apply which mean that agency staff who are with you for 12 weeks or longer must have the same pay and other conditions as the permanent staff they work alongside.

This may alter the way you look at agency temps – you might, for example, consider hiring temporary workers directly to cover longer absences such as maternity leave.



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